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JRM Vol.38 No.2 pp. 672-684
(2026)

Paper:

Soil-Adaptive Autonomous Excavation: Bulking Factor-Based Soil Density Estimation and Excavation Path Optimization with a Genetic Algorithm

Ryosuke Yajima*1, Shinya Katsuma*1, Shunsuke Hamasaki*2, Pang-jo Chun*1 ORCID Icon, Keiji Nagatani*1,*3 ORCID Icon, Genki Yamauchi*4 ORCID Icon, Takeshi Hashimoto*4 ORCID Icon, Atsushi Yamashita*5 ORCID Icon, and Hajime Asama*6 ORCID Icon

*1Graduate School of Engineering, The University of Tokyo
7-3-1 Hongo, Bunkyo-ku, Tokyo 113-8656, Japan

*2Faculty of Science and Engineering, Chuo University
1-13-27 Kasuga, Bunkyo-ku, Tokyo 112-8551, Japan

*3Faculty of Systems and Information Engineering, University of Tsukuba
1-1-1 Tennodai, Tsukuba, Ibaraki 305-8577, Japan

*4Public Works Research Institute
1-6 Minamihara, Tsukuba, Ibaraki 305-8516, Japan

*5Graduate School of Frontier Sciences, The University of Tokyo
5-1-5 Kashiwanoha, Kashiwa, Chiba 277-8561, Japan

*6Tokyo College, Institutes for Advanced Study, The University of Tokyo
7-3-1 Hongo, Bunkyo-ku, Tokyo 113-8656, Japan

Received:
May 19, 2025
Accepted:
October 30, 2025
Published:
April 20, 2026
Keywords:
excavation planning, hydraulic excavator, bulking factor of soil, soil property estimation, 3D point cloud
Abstract

In this study, we present a novel autonomous excavation method that achieves high efficiency under varying soil conditions. This method consists of two main steps, including first estimating the density of the soil and then generating an optimal excavation path based on the estimated density. The proposed method estimates soil density by taking advantage of the bulking phenomenon, which refers to an increase in the volume of excavated soil. This estimation relies solely on 3D point-cloud data obtained before and after excavation. Using the estimated soil density, an optimal excavation path is generated by applying a genetic algorithm in a physics simulator that replicates both the hydraulic excavator and the target ground. The algorithm explores a range of paths over multiple generations to find one that maximizes efficiency. The effectiveness of the proposed method was verified through simulations and field experiments. In particular, field experiments conducted in soft soil showed that the proposed method improved excavation efficiency by 27.7% compared with a baseline method using fixed parameters.

Autonomous excavation planning method

Autonomous excavation planning method

Cite this article as:
R. Yajima, S. Katsuma, S. Hamasaki, P. Chun, K. Nagatani, G. Yamauchi, T. Hashimoto, A. Yamashita, and H. Asama, “Soil-Adaptive Autonomous Excavation: Bulking Factor-Based Soil Density Estimation and Excavation Path Optimization with a Genetic Algorithm,” J. Robot. Mechatron., Vol.38 No.2, pp. 672-684, 2026.
Data files:
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Last updated on Apr. 19, 2026